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   Quaternion Eagle.svg
Holy Roman Empire
Imperium Romanum Sacrum
Heiliges Römisches Reich
Sacro Romano Impero

The Holy Roman Empire (HRE; German: Heiliges Römisches Reich (HRR), Latin: Imperium Romanum Sacrum (IRS), Italian: Sacro Romano Impero (SRI)) was a German empire that existed from 962 to 1806 in Central Europe. It was ruled by the Holy Roman Emperor. Its character changed during the Middle Ages and the Early Modern period, when the power of the emperor gradually weakened in favour of the princes. In its last centuries, its character became quite close to a union of territories. The empire's territory was centered on the Kingdom of Germany, and included neighboring territories, which at its peak included the Kingdom of Italy and the Kingdom of Burgundy. For much of its history, the Empire consisted of hundreds of smaller sub-units, principalities, duchies, counties, Free Imperial Cities and other domains.

In 962 Otto I was crowned Holy Roman Emperor (German: Römisch-Deutscher Kaiser), although the Roman imperial title was first restored to Charlemagne in 800. Otto was the first emperor of the realm who was not a member of the earlier Carolingian dynasty. The last Holy Roman Emperor was Francis II, who abdicated and dissolved the Empire in 1806 during the Napoleonic Wars. In a decree following the 1512 Diet of Cologne, the name was officially changed to Holy Roman Empire of the German Nation (German: Heiliges Römisches Reich Deutscher Nation, Latin: Imperium Romanum Sacrum Nationis Germanicæ).

The territories and dominion of the Holy Roman Empire in terms of present-day states comprised Germany (except Southern Schleswig), Austria (except Burgenland), the Czech Republic, Switzerland and Liechtenstein, the Netherlands, Belgium, Luxembourg and Slovenia (except Prekmurje), besides significant parts of eastern France (mainly Artois, Alsace, Franche-Comté, French Flanders, Savoy and Lorraine), northern Italy (mainly Lombardy, Piedmont, Emilia-Romagna, Tuscany, Trentino and South Tyrol), and western Poland (mainly Silesia, Pomerania and Neumark).

Name

The term sacrum (i.e., "holy" in the sense of "consecrated") in connection with the medieval Roman Empire was used from 1157, under Frederick I Barbarossa ("Holy Empire"; the form "Holy Roman Empire" is attested from 1254 onward). The term was added to reflect Frederick's ambition to dominate Italy and the Papacy. Before 1157, the realm was merely referred to as the Roman Empire.

In a decree following the 1512 Diet of Cologne, the name was officially changed to Holy Roman Empire of the German Nation (German: Heiliges Römisches Reich Deutscher Nation, Latin: Imperium Romanum Sacrum Nationis Germanicæ). This form was first used in a document in 1474.

The Holy Roman Empire was named after the Roman Empire and was considered its continuation. This is based in the medieval concept of translatio imperii. The French Enlightenment writer Voltaire remarked sardonically: "This agglomeration which was called and which still calls itself the Holy Roman Empire was neither holy, nor Roman, nor an empire."

History

The Holy Roman Empire looked to Charlemagne, King of the Franks, as its founder, who had been crowned Emperor of the Romans on Christmas Day in 800 by Pope Leo III. The Western Roman Empire was thus revived (Latin: renovatio Romanorum imperii) by transferring it to the Frankish king. This translatio imperii remained the basis for the Holy Roman Empire, at least in theory, until its demise in 1806.

The Carolingian imperial crown was initially disputed among the Carolingian rulers of Western Francia (France) and Eastern Francia (Germany), with first the western king (Charles the Bald) and then the eastern (Charles the Fat) attaining the prize. However, after the death of Charles the Fat in 888, the Carolingian Empire broke asunder, never to be restored. According to Regino of Prüm, each part of the realm elected a "kinglet" from its own "bowels." After the death of Charles the Fat, those crowned Emperor by the Pope controlled only territories in Italy. The last such Emperor was Berengar I of Italy who died in 924.

High Middle Ages

Around 900, East Francia saw the reemergence of autonomous stem duchies (Franconia, Bavaria, Swabia, Saxony and Lotharingia). After the Carolingian king Louis the Child died without issue in 911, East Francia did not turn to the Carolingian ruler of West Francia to take over the realm but elected one of the dukes, Conrad of Franconia, as Rex Francorum Orientalum. On his deathbed, Conrad yielded the crown to his main rival, Henry of Saxony (r. 919-36), who was elected king at the Diet of Fritzlar in 919. Henry reached a truce with the raiding Magyars and in 933 won a first victory against them in the Battle of Riade.

Henry died in 936 but his descendants, the Liudolfing (or Ottonian) dynasty, would continue to rule the Eastern kingdom for roughly a century. Henry's designated successor, Otto, was elected King in Aachen in 936. He overcame a series of revolts-both from an elder brother and from several dukes. After that, the king managed to control the appointment of dukes and often also employed bishops in administrative affairs.

The Kingdom had no permanent capital city and the kings travelled from residence to residence (called Kaiserpfalz) to discharge affairs. However, each king preferred certain places, in Otto's case, the city of Magdeburg. Kingship continued to be transferred by election, but Kings often had their sons elected during their lifetime, enabling them to keep the crown for their families. This only changed after the end of the Salian dynasty in the 12th century.

In 955, Otto won a decisive victory over the Magyars in the Battle of Lechfeld. In 951, Otto came to the aid of Adelaide, the widowed queen of Italy, defeating her enemies. He then married her and took control over Italy. In 962, Otto was crowned Emperor by the Pope. From then on, the affairs of the German kingdom were intertwined with that of Italy and the Papacy. Otto's coronation as Emperor made the German kings successors to the Empire of Charlemagne, which through translatio imperii also made them successors to Ancient Rome.

This also renewed the conflict with the Eastern Emperor in Constantinople, especially after Otto's son Otto II (r. 967-83) adopted the designation imperator Romanorum. Still, Otto formed marital ties with the east, when he married the Byzantine princess Theophanu.Their son, Otto III, focused his attention on Italy and Rome and employed widespread diplomacy but died young in 1002, to be succeeded by his cousin Henry II, who focused on Germany. When Henry II died in 1024, Conrad II, first of the Salian Dynasty, was then elected king in 1024 only after some debate among dukes and nobles, which would eventually develop into the collegiate of Electors.

Investiture Controversy

Kings often employed bishops in administrative affairs and often determined who would be appointed to ecclesiastical offices. In the wake of the Cluniac Reforms, this involvement was increasingly seen as inappropriate by the Papacy. The reform-minded Pope Gregory VII was determined to oppose such practices, leading to the Investiture Controversy with King Henry IV (r. 1056-1106), who repudiated the Pope's interference and persuaded his bishops to excommunicate the Pope, whom he famously addressed by his born name "Hildebrand", rather than his divine name "Pope Gregory VII". The Pope, in turn, excommunicated the king, declared him deposed and dissolved the oaths of loyalty made to Henry. The king found himself with almost no political support and was forced to make the famous Walk to Canossa in 1077, by which he achieved a lifting of the excommunication at the price of humiliation. Meanwhile, the German princes had elected another king, Rudolf of Swabia. Henry managed to defeat him but was subsequently confronted with more uprisings, renewed excommunication and even the rebellion of his sons. It was his second son, Henry V, who managed to reach an agreement with both the Pope and the bishops in the 1122 Concordat of Worms. The political power of the Empire was maintained but the conflict had demonstrated the limits of any ruler's power, especially in regard to the Church, and robbed the king of the sacral status he had previously enjoyed. Both the Pope and the German princes had surfaced as major players in the political system of the Empire.

Hohenstaufen dynasty

When the Salian dynasty ended with Henry V's death in 1125, the princes chose not to elect the next of kin, but rather Lothair, the moderately powerful but already old Duke of Saxony. When he died in 1138, the princes again aimed at checking royal power; accordingly they did not elect Lothair's favoured heir, his son-in-law Henry the Proud of the Welf family, but Conrad III of the Hohenstaufen family, close relatives of the Salians, leading to over a century of strife between the two houses. Conrad ousted the Welfs from their possessions, but after his death in 1152, his nephew Frederick I "Barbarossa" succeeded and made peace with the Welfs, restoring his cousin Henry the Lion to his-albeit diminished-possessions.

The Hohenstaufen rulers increasingly lent land to ministerialia, formerly non-free service men, which Frederick hoped would be more reliable than dukes. Initially used mainly for war services, this new class of people would form the basis for the later knights, another basis of imperial power. Another important constitutional move at Roncaglia was the establishment of a new peace (Landfrieden) for all of the Empire, an attempt to (on the one hand) abolish private feuds not only between the many dukes, but on the other hand a means to tie the Emperor's subordinates to a legal system of jurisdiction and public prosecution of criminal acts - a predecessor of the modern concept of "rule of law". Another new concept of the time was the systematic foundation of new cities, both by the Emperor and the local dukes. These were partly caused by the explosion in population, but also to concentrate economic power at strategic locations, while formerly cities only existed in the shape of either old Roman foundations or older bishoprics. Cities that were founded in the 12th century include Freiburg, possibly the economic model for many later cities, and Munich.

Frederick was crowned Emperor in 1155 and emphasised the Empire's "Romanness", partly in an attempt to justify the Emperor's power independently of the (now strengthened) Pope. An imperial assembly at the fields of Roncaglia in 1158 reclaimed imperial rights in reference to Justinian's Corpus Juris Civilis. Imperial rights had been referred to as regalia since the Investiture Controversy, but were enumerated for the first time at Roncaglia as well. This comprehensive list included public roads, tariffs, coining, collecting punitive fees and the investiture, the seating and unseating of office holders. These rights were now explicitly rooted in Roman Law, a far-reaching constitutional act.

Frederick's policies were mainly aimed at Italy, where he clashed with the increasingly wealthy and free-minded cities of the north, especially Milan. He also embroiled himself in another conflict with the Papacy by supporting a candidate elected by a minority against Pope Alexander III (1159-81). Frederick supported a succession of antipopes before finally making peace with Alexander in 1177. In Germany, the Emperor had repeatedly protected Henry the Lion against complaints by rival princes or cities (especially in the cases of Munich and Lübeck). Henry's support of Frederick's policies was only lackluster and in a critical situation during the Italian wars, Henry refused the Emperor's plea for military support. After his return to Germany, an embittered Frederick opened proceedings against the Duke, resulting in a public ban and the confiscation of all territories.

During the Hohenstaufen period, German princes facilitated a successful, peaceful eastward settlement of lands previously sparsely inhabited by West Slavs or uninhabited, by German speaking farmers, traders and craftsmen from the western part of the Empire, both Christians and Jews. The gradual Germanization of these lands was a complex phenomenon which should not be interpreted in terms of 19th century nationalism's bias. By the eastward settlement the Empire's influence increased to eventually include Pomerania and Silesia - also due to intermarriage of the local, still mostly Slavic, rulers with German spouses. Also, the Teutonic Knights were invited to Prussia by Duke Konrad of Masovia to Christianise the Prussians in 1226. The monastic state of the Teutonic Order (German: Deutschordensstaat) and its later German successor states of Prussia however never were part of the Holy Roman Empire.

In 1190, Barbarossa participated in the Third Crusade and died in Asia Minor. Under his son and successor, Henry VI, the Hohenstaufen dynasty reached its apex. Henry added the Norman kingdom of Sicily to his domains, held English king Richard the Lionheart captive and aimed to establish a hereditary monarchy, when he died in 1197. As his son, Frederick II, though already elected king, was still a small child and living in Sicily, German princes chose to elect an adult king, which resulted in the dual election of Barbarossa's youngest son Philip of Swabia and Henry the Lion's son Otto of Brunswick, who competed for the crown. Otto prevailed for a while after Philip was murdered in a private squabble in 1208 until he began to also claim Sicily. Pope Innocent III, who feared the threat posed by a union of the Empire and Sicily, now supported Sicily's king Frederick II, who marched to Germany and defeated Otto. After his victory, Frederick did not act upon his promise to keep the two realms separate - though he had made his son Henry king of Sicily before marching on Germany, he still reserved real political power for himself. This continued after Frederick was crowned Emperor in 1220. Fearing Frederick's concentration of power, the Pope finally excommunicated the Emperor. Another point was the crusade, which Frederick had promised but repeatedly postponed. Now, though excommunicated, Frederick led the crusade in 1228, which however ended in negotiations and a temporary restoration of the Kingdom of Jerusalem. The conflict with the Pope endured who later supported the election of an anti-king in Germany.

Despite his imperial claims, Frederick's rule was a major turning point towards the disintegration of a central rule in the Empire. While concentrated on establishing a modern, centralised state in Sicily, he was mostly absent from Germany and issued far-reaching privileges to Germany's secular and ecclesiastical princes: In the 1220 Confoederatio cum principibus ecclesiasticis, Frederick gave up a number of regalia in favour of the bishops, among them tariffs, coining, and fortification. The 1232 Statutum in favorem principum mostly extended these privileges to secular territories. Although many of these privileges had existed earlier, they were now granted globally, and once and for all, to allow the German princes to maintain order north of the Alps while Frederick wanted to concentrate on Italy. The 1232 document marked the first time that the German dukes were called domini terræ, owners of their lands, a remarkable change in terminology as well.

Interregnum

After the death of Frederick II in 1250, the German kingdom was divided between his son Conrad IV (died 1254) and the anti-king, William of Holland (died 1256). Conrad's death was followed by the Interregnum, during which no king could achieve universal recognition and the princes managed to consolidate their holdings and became even more independent rulers. After 1257, the crown was contested between Richard of Cornwall, who was supported by the Guelph party, and Alfonso X of Castile, who was recognised by the Hohenstaufen party but never set foot on German soil. After Richard's death in 1273, the Interregnum ended with unanimous election of Rudolph I of Habsburg, a minor pro-Staufen count.

Changes in political structure

The 13th century also saw a general structural change in how land was administered, preparing the shift of political power towards the rising bourgeoisie at the expense of aristocratic feudalism that would characterize the Late Middle Ages.

Instead of personal duties, money increasingly became the common means to represent economic value in agriculture. Peasants were increasingly required to pay tribute for their lands. The concept of "property" began to replace more ancient forms of jurisdiction, although they were still very much tied together. In the territories (not at the level of the Empire), power became increasingly bundled: Whoever owned the land had jurisdiction, from which other powers derived. It is important to note, however, that jurisdiction at this time did not include legislation, which virtually did not exist until well into the 15th century. Court practice heavily relied on traditional customs or rules described as customary.

It was during this time that the territories began to transform into predecessors of modern states. The process varied greatly among the various lands and was most advanced in those territories that were most identical to the lands of the old Germanic tribes, e.g. Bavaria. It was slower in those scattered territories that were founded through imperial privileges.

Late Middle Ages

The difficulties in electing the king eventually led to the emergence of a fixed college of Prince-electors (Kurfürsten), whose composition and procedures were set forth in the Golden Bull of 1356. This development probably best symbolises the emerging duality between emperor and realm (Kaiser und Reich), which were no longer considered identical. This is also revealed in the way the post-Hohenstaufen kings attempted to sustain their power. Earlier, the Empire's strength (and finances) greatly relied on the Empire's own lands, the so-called Reichsgut, which always belonged to the king of the day and included many Imperial Cities. After the 13th century, the relevance of the Reichsgut faded, even though some parts of it did remain until the Empire's end in 1806. Instead, the Reichsgut was increasingly pawned to local dukes, sometimes to raise money for the Empire, but more frequently to reward faithful duty or as an attempt to establish control over the dukes. The direct governance of the Reichsgut no longer matched the needs of either the king or the dukes.

Instead, the kings, beginning with Rudolph I of Habsburg, increasingly relied on the lands of their respective dynasties to support their power. In contrast with the Reichsgut, which was mostly scattered and difficult to administer, these territories were relatively compact and thus easier to control. In 1282, Rudolph I thus lent Austria and Styria to his own sons.

With Henry VII, the House of Luxembourg entered the stage. In 1312, Henry was crowned as the first Holy Roman Emperor since Frederick II. After him all kings and emperors relied on the lands of their own family (Hausmacht): Louis IV of Wittelsbach (king 1314, emperor 1328-47) relied on his lands in Bavaria; Charles IV of Luxembourg, the grandson of Henry VII, drew strength from his own lands in Bohemia. Interestingly, it was thus increasingly in the king's own interest to strengthen the power of the territories, since the king profited from such a benefit in his own lands as well.

Imperial reform

The "constitution" of the Empire was still largely unsettled at the beginning of the 15th century. Although some procedures and institutions had been fixed, for example by the Golden Bull of 1356, the rules of how the king, the electors, and the other dukes should cooperate in the Empire much depended on the personality of the respective king. It therefore proved somewhat damaging that Sigismund of Luxemburg (king 1410, emperor 1433-37) and Frederick III of Habsburg (king 1440, emperor 1452-93) neglected the old core lands of the empire and mostly resided in their own lands. Without the presence of the king, the old institution of the Hoftag, the assembly of the realm's leading men, deteriorated. The Imperial Diet as a legislative organ of the Empire did not exist at that time. Even worse, dukes often went into feuds against each other that, more often than not, escalated into local wars.

Simultaneously, the Church was in a state of crisis too, with wide-reaching effects in the Empire. The conflict between several papal claimants (two anti-popes and the legitimate Pope) was only resolved at the Council of Constance (1414-18); after 1419, much energy was spent on fighting the Hussites. The medieval idea of unifying all Christendom into a single political entity, of which the Church and the Empire were the leading institutions, began to decline.

With these drastic changes, much discussion emerged in the 15th century about the Empire itself. Rules from the past no longer adequately described the structure of the time, and a reinforcement of earlier Landfrieden was urgently called for. During this time, the concept of "reform" emerged, in the original sense of the Latin verb re-formare, to regain an earlier shape that had been lost.

When Frederick III needed the dukes to finance war against Hungary in 1486 and at the same time had his son, later Maximilian I elected king, he was presented with the dukes' united demand to participate in an Imperial Court. For the first time, the assembly of the electors and other dukes was now called the Imperial Diet (German Reichstag) (to be joined by the Imperial Free Cities later). While Frederick refused, his more conciliatory son finally convened the Diet at Worms in 1495, after his father's death in 1493. Here, the king and the dukes agreed on four bills, commonly referred to as the Reichsreform (Imperial Reform): a set of legal acts to give the disintegrating Empire back some structure. Among others, this act produced the Imperial Circle Estates and the Reichskammergericht (Imperial Chamber Court); structures that would-to a degree-persist until the end of the Empire in 1806.

However, it took a few more decades until the new regulation was universally accepted and the new court actually began to function; only in 1512 would the Imperial Circles be finalised. The King also made sure that his own court, the Reichshofrat, continued to function in parallel to the Reichskammergericht. In this year, the Empire also received its new title, the Heiliges Römisches Reich Deutscher Nation ("Holy Roman Empire of the German Nation").

Reformation and Renaissance

In 1516, Ferdinand II of Aragon, grandfather of the future Holy Roman Emperor Charles V, died. Due to a combination of (1) the traditions of dynastic succession in Aragon, which permitted maternal inheritance with no precedence for female rule; (2) the insanity of Charles's mother, Joanna of Castile; and (3) the insistence by his remaining grandfather, Maximilian I, that he take up his royal titles, Charles initiated his reign in Castile and Aragon, a union which evolved into Spain, in conjunction with his mother. This ensured for the first time that all the realms of the Iberian peninsula (save for Portugal) would be united by one monarch under one nascent Spanish crown, with the founding territories retaining their separate governance codes and laws. In 1519, already reigning as Carlos I in Spain, Charles took up the imperial title as Karl V. The balance (and imbalance) between these separate inheritances would be defining elements of his reign, and would ensure that personal union between the Spanish and German crowns would be short-lived. The latter would end up going to a more junior branch of the Habsburgs in the person of Charles's brother Ferdinand, while the senior branch continued rule in Spain and in the Burgundian inheritance in the person of Charles's son, Philip II of Spain.

In addition to conflicts between his Spanish and German inheritances, conflicts of religion would be another source of tension during the reign of Charles V. Before Charles even began his reign in the Holy Roman Empire, in 1517, Martin Luther initiated what would later be known as the Reformation. At this time, many local dukes saw it as a chance to oppose the hegemony of Emperor Charles V. The empire then became fatally divided along religious lines, with the north, the east, and many of the major cities-Strasbourg, Frankfurt and Nuremberg-becoming Protestant while the southern and western regions largely remained Catholic.

From 1515 to 1523, the Habsburg government in the Netherlands also had to contend with the Frisian peasant rebellion, led first by Pier Gerlofs Donia and then by his nephew Wijerd Jelckama. The rebels were initially successful, but after a series of defeats, the remaining leaders were taken and decapitated in 1523. This was a blow for the Holy Roman Empire since many major cities were sacked and as many as 132 ships sunk (once even 28 in a single battle).

Baroque period

Charles V continued to battle the French and the Protestant princes in Germany for much of his reign. After his son Philip married Queen Mary of England, it appeared that France would be completely surrounded by Habsburg domains, but this hope proved unfounded when the marriage produced no children. In 1555, Paul IV was elected pope and took the side of France, whereupon an exhausted Charles finally gave up his hopes of a world Christian empire. He abdicated and divided his territories between Philip and Ferdinand of Austria. The Peace of Augsburg ended the war in Germany and accepted the existence of the Protestant princes, although not Calvinism, Anabaptism, or Zwingliism.

Germany would enjoy relative peace for the next six decades. On the eastern front, the Turks continued to loom large as a threat, although war would mean further compromises with the Protestant princes, and so the Emperor sought to avoid that. In the west, the Rhineland increasingly fell under French influence. After the Dutch revolt against Spain erupted, the Empire remained neutral. A side effect was the Cologne War, which ravaged much of the upper Rhine.

After Ferdinand died in 1564, his son Maximilian II became Emperor, and like his father, accepted the existence of Protestantism and the need for occasional compromise with it. Maximilian was succeeded in 1576 by Rudolf II, a strange man who preferred classical Greek philosophy to Christianity and lived an isolated existence in Bohemia. He became afraid to act when the Catholic Church was forcibly reasserting control in Austria and Hungary and the Protestant princes became upset over this. Imperial power sharply deteriorated by the time of Rudolf's death in 1612. When Bohemians rebelled against the Emperor, the immediate result was the series of conflicts known as the Thirty Years' War (1618-48), which devastated the Empire. Foreign powers, including France and Sweden, intervened in the conflict and strengthened those fighting Imperial power, but also seized considerable territory for themselves. The long conflict so bled the Empire that it never recovered its strength.

At the Battle of Vienna (1683), the Army of the Holy Roman Empire, led by the Polish King John III Sobieski, decisively defeated a large Turkish army, ending the western colonial Ottoman advance and leading to the eventual dismemberment of the Ottoman Empire in Europe. The HRE army was half Polish/Lithuanian Commonwealth forces, mostly cavalry, and half Holy Roman Empire forces (German/Austrian), mostly infantry. The cavalry charge was the largest in the history of warfare.

The actual end of the empire came in several steps. The Peace of Westphalia in 1648, which ended the Thirty Years' War, gave the territories almost complete sovereignty. The Swiss Confederation, which had already established quasi-independence in 1499, as well as the Northern Netherlands, left the Empire. Although its constituent states still had some restrictions-in particular, they could not form alliances against the Emperor - the Empire from this point was a powerless entity, existing in name only. The Habsburg Emperors instead focused on consolidating their own estates in Austria and elsewhere.

Modern period

By the rise of Louis XIV, the Habsburgs were dependent on the position as Archdukes of Austria to counter the rise of Prussia, some of whose territories lay inside the Empire. Throughout the 18th century, the Habsburgs were embroiled in various European conflicts, such as the War of the Spanish Succession, the War of the Polish Succession and the War of the Austrian Succession. The German dualism between Austria and Prussia dominated the empire's history after 1740.

From 1792 onwards, revolutionary France was at war with various parts of the Empire intermittently. The German Mediatisation was the series of mediatisations and secularisations that occurred in 1795-1814, during the latter part of the era of the French Revolution and then the Napoleonic Era.

Mediatisation was the process of annexing the lands of one sovereign monarchy to another, often leaving the annexed some rights. Secularisation was the redistribution to secular states of the secular lands held by an ecclesiastical ruler such as a bishop or an abbot.

The Empire formally went into dormancy on 6 August 1806 when the Holy Roman Emperor Francis II (from 1804, Emperor Francis I of Austria) abdicated, following a military defeat by the French under Napoleon (see Treaty of Pressburg). Napoleon reorganized much of the Empire into the Confederation of the Rhine, a French satellite. Francis' House of Habsburg-Lorraine survived the demise of the Empire, continuing to reign as Emperors of Austria and Kings of Hungary until the Habsburg empire's final dissolution in 1918 in the aftermath of World War I.

The Napoleonic Confederation of the Rhine was replaced by a new union, the German Confederation, in 1815, following the end of the Napoleonic Wars. It lasted until 1866 when Prussia founded the North German Confederation, a forerunner of the German Empire which united the German-speaking territories outside of Austria and Switzerland under Prussian leadership in 1871. This later served as the predecessor-state of modern Germany.

Institutions

The Holy Roman Empire was not a highly centralized state like most countries today. Instead, it was divided into dozens-eventually hundreds-of individual entities governed by kings, dukes, counts, bishops, abbots and other rulers, collectively known as princes. There were also some areas ruled directly by the Emperor. At no time could the Emperor simply issue decrees and govern autonomously over the Empire. His power was severely restricted by the various local leaders.

From the High Middle Ages onwards, the Holy Roman Empire was marked by an uneasy coexistence of the princes of the local territories who were struggling to take power away from it. To a greater extent than in other medieval kingdoms such as France and England, the Emperors were unable to gain much control over the lands that they formally owned. Instead, to secure their own position from the threat of being deposed, Emperors were forced to grant more and more autonomy to local rulers, both nobles and bishops. This process began in the 11th century with the Investiture Controversy and was more or less concluded with the 1648 Peace of Westphalia. Several Emperors attempted to reverse this steady dissemination of their authority, but were thwarted both by the papacy and by the princes of the Empire.

Imperial estates

The number of territories in the Empire was considerable, rising to approximately 300 at the time of the Peace of Westphalia. Many of these Kleinstaaten ("little states") covered no more than a few square miles, or included several non-contiguous pieces, so the Empire was often called a Flickenteppich ("patchwork carpet").

An entity was considered a Reichsstand (imperial estate) if, according to feudal law, it had no authority above it except the Holy Roman Emperor himself. The imperial estates comprised:

  • Territories ruled by a hereditary nobleman, such as a prince, archduke, duke, or count.
  • Territories in which secular authority was held by a clerical dignitary, such as an archbishop, bishop, or abbot. Such a cleric was a prince of the church. In the common case of a prince-bishop, this temporal territory (called a prince-bishopric) frequently overlapped with his often-larger ecclesiastical diocese, giving the bishop both civil and clerical powers. Examples include the three prince-archbishoprics: Cologne, Trier, and Mainz.
  • Free imperial cities, which were subject only to the jurisdiction of the emperor.

For a list of Reichsstände in 1792, see List of Reichstag participants (1792).

King of the Romans

A prospective Emperor had first to be elected King of the Romans (Latin: Rex romanorum; German: römischer König). German kings had been elected since the 9th century; at that point they were chosen by the leaders of the five most important tribes (the Salian Franks of Lorraine, Ripuarian Franks of Franconia, Saxons, Bavarians and Swabians). In the Holy Roman Empire, the main dukes and bishops of the kingdom elected the King of the Romans. In 1356, Emperor Charles IV issued the Golden Bull, which limited the electors to seven: the Count Palatine of the Rhine, the King of Bohemia, the Duke of Saxony, the Margrave of Brandenburg and the archbishops of Cologne, Mainz, and Trier. During the Thirty Years' War, the Duke of Bavaria was given the right to vote as the eighth elector. A candidate for election would be expected to offer concessions of land or money to the electors in order to secure their vote.

After being elected, the King of the Romans could theoretically claim the title of "Emperor" only after being crowned by the Pope. In many cases, this took several years while the King was held up by other tasks: frequently he first had to resolve conflicts in rebellious northern Italy, or was in quarrel with the Pope himself. Later Emperors dispensed with the papal coronation altogether, being content with the styling Emperor-Elect: the last Emperor to be crowned by the Pope was Charles V in 1530.

The Emperor had to be a man of good character over 18 years. All four of his grandparents were expected to be of noble blood. No law required him to be a Catholic, though imperial law assumed that he was. He did not need to be a German (neither Alfonso X of Castile nor Richard of Cornwall, who contested for the crown in the 13th century, were themselves German). By the 17th century candidates generally possessed estates within the Empire.

Imperial Diet - Reichstag

The Imperial Diet (Reichstag, or Reichsversammlung) was the legislative body of the Holy Roman Empire and theoretically superior to the emperor himself. It was divided into three classes. The first class, the Council of Electors, consisted of the electors, or the princes who could vote for King of the Romans. The second class, the Council of Princes, consisted of the other princes. The Council of Princes was divided into two "benches," one for secular rulers and one for ecclesiastical ones. Higher-ranking princes had individual votes, while lower-ranking princes were grouped into "colleges" by geography. Each college had one vote.

The third class was the Council of Imperial Cities, which was divided into two colleges: Swabia and the Rhine. The Council of Imperial Cities was not fully happy with the others; it could not vote on several matters such as the admission of new territories. The representation of the Free Cities at the Diet had become common since the late Middle Ages. Nevertheless, their participation was formally acknowledged only as late as in 1648 with the Peace of Westphalia ending the Thirty Years' War.

Imperial courts

The Empire also had two courts: the Reichshofrat (also known in English as the Aulic Council) at the court of the King/Emperor, and the Reichskammergericht (Imperial Chamber Court), established with the Imperial Reform of 1495.

Imperial circles

As part of the Imperial Reform, six Imperial Circles were established in 1500; four more were established in 1512. These were regional groupings of most (though not all) of the various states of the Empire for the purposes of defence, imperial taxation, supervision of coining, peace-keeping functions and public security. Each circle had its own parliament, known as a Kreistag ("Circle Diet"), and one or more directors, who coordinated the affairs of the circle. Not all imperial territories were included within the imperial circles, even after 1512; the Lands of the Bohemian Crown were excluded, as were Switzerland, the imperial fiefs in northern Italy, the lands of the Imperial Knights, and certain other small territories like the Lordship of Jever.

 Holy Roman Emperor

The Holy Roman Emperor (German: Römisch-Deutscher Kaiser, or "Roman-German Emperor" Latin: Imperator Romanus Sacer) is a term used by historians to denote a medieval ruler who had also received the title of "Emperor of the Romans" from the Pope. After the 16th century, this elected monarch governed the Holy Roman Empire (later called Holy Roman Empire of the German Nation), a Central European union of territories of the Medieval and Early Modern period.

Imperial Title

The title of Emperor (Imperator) carried with it an important role as protector of the Catholic Church. As the papacy's power grew during the Middle Ages, Popes and emperors came into conflict over church administration. The best-known and bitterest conflict was that known as the Investiture Controversy, fought during the 11th century between Henry IV and Pope Gregory VII.

After Charlemagne was crowned Roman Emperor by the Pope, his successors maintained the title until the death of Berengar I of Italy in 924. No pope appointed an emperor again until the coronation of Otto the Great in 962. Otto is considered the first Holy Roman Emperor, although Charlemagne is also accounted by some to be the first. Under Otto and his successors, much of the former Carolingian kingdom of Eastern Francia became the Holy Roman Empire. The various German princes elected one of their peers as King of the Germans, after which he would be crowned as emperor by the Pope. After Charles V's coronation, all succeeding emperors were legally emperors-elect due to the lack of papal coronation, but for all practical purposes they were simply called emperors.

The term "sacrum" (i.e. "holy") in connection with the medieval Roman Empire was first used in 1157 under Frederick I Barbarossa. Even though Charlemagne was the first to receive papal coronation as Emperor of the Romans, Otto I is considered the first Holy Roman Emperor in historiography. Charles V was the last Holy Roman Emperor to be crowned by the Pope. The final Holy Roman Emperor-elect, Francis II, abdicated in 1806 during the Napoleonic Wars that saw the Empire's final dissolution.

The standard designation of the Holy Roman Emperor was "August Emperor of the Romans" (Romanorum Imperator Augustus). When Charlemagne was crowned in 800, his was styled as "most serene Augustus, crowned by God, great and pacific emperor, governing the Roman Empire," thus constituting the elements of "Holy" and "Roman" in the imperial title. The word Holy had never been used as part of that title in official documents.

The word Roman was a reflection of the translatio imperii (transfer of rule) principle that regarded the (Germanic) Holy Roman Emperors as the inheritors of the title of Emperor of the Western Roman Empire, a title left unclaimed in the West after the death of Julius Nepos in 480.

Succession

Successions to the kingship were controlled by a variety of complicated factors. Elections meant the kingship of Germany was only partially hereditary, unlike the kingship of France, although sovereignty frequently remained in a dynasty until there were no more male successors. Some scholars suggest that the task of the elections was really to solve conflicts only when the dynastic rule was unclear, yet the process meant that the prime candidate had to make concessions, by which the voters were kept on side, which were known as Wahlkapitulationen (election capitulations).

The Electoral council was set at seven princes (three archbishops and four secular princes) by the Golden Bull of 1356. It remained so until 1648, when the settlement of the Thirty Years' War required the addition of a new elector to maintain the precarious balance between Protestant and Catholic factions in the Empire. Another elector was added in 1690, and the whole college was reshuffled in 1803, a mere three years before the dissolution of the Empire.

After 1438, the Kings remained in the house of Habsburg and Habsburg-Lorraine, with the brief exception of Charles VII, who was a Wittelsbach. Maximilian I (Emperor 1508-1519) and his successors no longer travelled to Rome to be crowned as Emperor by the Pope. Therefore, they could not technically claim the title Emperor of the Romans, but were mere "Emperors-elect of the Romans", as Maximilian named himself in 1508 with papal approval. This title was in fact used (Erwählter Römischer Kaiser), but it was somewhat forgotten that the word "erwählt" (elect) was a restriction. Of all his successors, only Charles V, the immediate one, received a papal coronation. Before that date in 1530, he was called Emperor-elect too.

List of Emperors

This list includes all emperors of the Holy Roman Empire, whether or not they styled themselves Holy Roman Emperor. There are some gaps in the tally. For example, Henry the Fowler was King of Germany but not Emperor; Emperor Henry II was numbered as his successor as German King. The Guideschi follow the numeration for the Duchy of Spoleto.

Emperors before Otto the Great

Traditional historiography claimed a continuity between the Carolingian Empire and the Holy Roman Empire. This is rejected by some modern historians, who date the foundation of the Holy Roman Empire to 962. The rulers who were crowned as Emperors in the West before 962 were as follows:

Carolingian dynasty

Image Name Life Coronation Ceased to be Emperor Descent from Emperor Coin
Charlemagne-by-Durer.jpg Charles I
(Charlemagne)

2 April 742

28 January 814

25 December 800 28 January 814   Charlemagne denier Mayence 812 814.jpg
Ludwik I Pobożny.jpg Louis I

778 

20 June 840

5 October 816 20 June 840 son of Emperor Charles I Louis le Pieu denier Sens 818 823.jpg
Lothar I.jpg Lothair I

795 

29 September 855

5 April 823 29 September 855 son of Emperor Louis I Lothaire 1er denier 840 855.jpg
Reichsschwert ludwig das kind.jpg Louis II

825 

12 August 875

1st Easter 850
2nd
18 May 872
12 August 875 son of Emperor Lothair I Jean Dassier - Louis II. roy de France.jpg
Charles2lechauve.jpg Charles II

13 June 823 

6 October 877

29 December 875 6 October 877 son of Emperor Louis I Charles le Chauve denier Bourges after 848.jpg
Charles the Fat.jpg Charles III

13 June 839 

13 January 888

12 February 881 13 January 888 grandson of Emperor Louis I Sceau de Charles le gros.jpg

Guideschi dynasty

Image Name Life Coronation Ceased to be Emperor Descent from Emperor Coin
  Guy

855 

12 December 894

May 891 12 December 894 great-great grandson of Emperor Charles I  
  Lambert

880 

15 October 898

30 April 892 15 October 898 son of Emperor Guy  

Carolingian dynasty

Image Name Life Coronation Ceased to be Emperor Descent from Emperor Coin
Die deutschen Kaiser Arnulph.jpg Arnulph

850 

8 December 899

22 February 896 8 December 899 nephew of Charles III
and
great-grandson of Emperor Louis I
 

Bosonid dynasty

Image Name Life Coronation Ceased to be Emperor Descent from Emperor Coin
  Louis III

880 

28 June 928

22 February 901 21 July 905 grandson of Emperor Louis II  

Unruoching dynasty

Image Name Life Coronation Ceased to be Emperor Descent from Emperor Coin
  Berengar

845 

7 April 924

December 915 7 April 924 grandson of Emperor Louis I  

There was no emperor in the west between 924 and 962.

Ottonian dynasty


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Seal
1 Otto I, Holy Roman Emperor.jpg Otto I

23 November 912 

7 May 973

  2 February 962 7 May 973 perhaps great-great-great grandson of Emperor Louis I[citation needed] Siegel Otto I 968.jpg
2 Otto II, Holy Roman Emperor.jpg Otto II

955 

7 December 983

961 25 December 967 7 December 983 son of Emperor Otto I  
3 Ota3.jpg Otto III

980 

23 January 1002

June 983 21 May 996 23 January 1002 son of Emperor Otto II Ota3 cisar.jpg
4 Jindra2 cisar.jpg Henry II

6 May 973 

13 July 1024

7 June 1002 14 February 1014 13 July 1024 second-cousin of Emperor Otto III
and
great-great-great grandson of Emperor Louis I
 

Salian dynasty


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Seal
5 Konrád2.jpg Conrad II

990 

4 June 1039

1024 26 March 1027 4 June 1039 great-great-grandson of Emperor Otto I  
6 Jindřich3Sálský.jpg Henry III

29 October 1017 

5 October 1056

1028 25 December 1046 5 October 1056 son of Emperor Conrad II Siegel kaiser heinrich iii.png
7 Jindra4Salsky.jpg Henry IV

11 November 1050 

7 August 1106

1053 31 March 1084 December 1105 son of Emperor Henry III Heinrich IV. 1089.jpg
8 Jindra5Salsky.jpg Henry V

8 November 1086 

23 May 1125

6 January 1099 13 April 1111 23 May 1125 son of Emperor Henry IV Siegel Heinrich V.jpg

Supplinburger dynasty


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Seal
9 Lotar III.JPG Lothair III

9 June 1075 

4 December 1137

1125 4 June 1133 4 December 1137 perhaps 9th generation descendant of Emperor Otto I
or
11th generation descendant of Emperor Charles II
Heinrich IV. 1089.jpg

Hohenstaufen dynasty


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Arms
10 Barbarossa.jpg Frederick I

1122 

10 June 1190

4 March 1152 18 June 1155 10 June 1190 great-grandson of Emperor Henry IV Armoiries empereurs Hohenstaufen.svg
11 JindrichVIStauf trun.jpg Henry VI

November 1165 

28 September 1197

 April 1169 14 April 1191 28 September 1197 son of Emperor Frederick I Armoiries empereurs Hohenstaufen.svg

Welf dynasty


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Arms
12 Ota4Brunsvik.jpg Otto IV

1175 or 1176 

19 May 1218

9 June 1198 4 October 1209 1215 great-grandson of Emperor Lothair III Emporer Otto IV Arms.svg

Hohenstaufen dynasty


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Arms
13 Frederick II and eagle.jpg Frederick II

26 December 1194 

13 December 1250

1196
1215 re-election
22 November 1220 13 December 1250 son of Emperor Henry VI Armoiries empereurs Hohenstaufen.svg

House of Luxembourg


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Arms
14 Henry7Luc.jpg Henry VII

1275/1279 

24 August 1313

1308 29 June 1312 24 August 1313 13th generation descendant of Emperor Louis III Armoiries Henri VII de Luxembourg.svg

House of Wittelsbach


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Arms
15 Ludwig der Bayer.jpg Louis IV

1 April 1282 

11 October 1347

October 1314 17 January 1328 11 October 1347 6th generation descendant of Emperor Lothair III and 7th generation descendant of Henry IV, Holy Roman Emperor Emperor Louis IV Arms.svg

House of Luxembourg


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Arms
16 Charles IV-John Ocko votive picture-fragment.jpg Charles IV

14 May 1316 

29 November 1378

11 July 1346/
17 June 1349 re-election
5 April 1355 29 November 1378 grandson of Emperor Henry VII Armoiries empereur Charles IV.png
17 Pisanello 024b.jpg Sigismund

14 February 1368 

9 December 1437

10 September 1410/
21 July 1411 re-election
31 May 1433 9 December 1437 son of Emperor Charles IV Armoiries empereur Sigismond Ier.png

House of Habsburg


Image Name Life Election Coronation Ceased to be Emperor Descent from an Emperor Arms
18 Hans Burgkmair d. Ä. 005.jpg Frederick III

21 September 1415 

19 August 1493

1440 19 March 1452 19 August 1493 10th generation descendant of Emperor Lothair III Emperor Frederick III Arms.svg
19 Bernhard Strigel 007.jpg Maximilian I

22 March 1459 

12 January 1519

16 February 1486   12 January 1519 son of Emperor Frederick III Maximilian I Arms.svg
20 Emperor charles v.png Charles V

24 February 1500 

21 September 1558

28 June 1519 February 1530 16 January 1556 grandson of Emperor Maximilian I Charles V Arms-imperial.svg
21 Hans Bocksberger der Aeltere 001.jpg Ferdinand I

10 March 1503 

25 July 1564

1531   25 July 1564 grandson of Emperor Maximilian I Armoiries empereur Ferdinand Ier.png
22 Nicolas Neufchâtel 002.jpg Maximilian II

31 July 1527 

12 October 1576

November 1562   12 October 1576 son of Emperor Ferdinand I Armoiries empereur Ferdinand Ier.png
23   Rudolph II

18 July 1552 

20 January 1612

1575 30 June 1575 20 January 1612 son of Emperor Maximilian II Charles V Arms-imperial.svg
24   Matthias

24 February 1557 

20 March 1619

1612 23 January 1612 20 March 1619 son of Emperor Maximilian II Charles V Arms-imperial.svg
25 Kaiser Ferdinand II. 1614.jpg Ferdinand II

9 July 1578 

15 February 1637

1618 10 March 1619 15 February 1637 grandson of Emperor Ferdinand I Charles V Arms-imperial.svg
26   Ferdinand III

13 July 1608 

2 April 1657

1636 18 November 1637 2 April 1657 son of Emperor Ferdinand II Charles V Arms-imperial.svg
27 Benjamin von Block 001.jpg Leopold I

9 June 1640 

5 May 1705

July 1658 6 March 1657 5 May 1705 son of Emperor Ferdinand III Charles V Arms-imperial.svg
28 Joseph I Holy Roman Emperor.png Joseph I

26 July 1678 

17 April 1711

6 January 1690 1 May 1705 17 April 1711 son of Emperor Leopold I Charles V Arms-imperial.svg
29 Johann Gottfried Auerbach 004.jpg Charles VI

1 October 1685 

20 October 1740

12 October 1711 22 December 1711 20 October 1740 son of Emperor Leopold I Charles V Arms-imperial.svg

House of Wittelsbach


Image Name Life Election Coronation Ceased to be Emperor Descent from Emperor Arms
30   Charles VII

6 August 1697 

20 January 1745

24 January 1742 12 February 1742 20 January 1745 great-great grandson of Emperor Ferdinand II and 12th generation descendant of Louis IV, Holy Roman Emperor Charles VII Arms-imperial.svg

House of Habsburg-Lorraine


Image Name Life Election Coronation Ceased to be Emperor Descent from an Emperor Arms
31 Frans I von Habsburg.jpg Francis I

8 December 1708 

18 August 1765

13 September 1745   18 August 1765 great grandson of Emperor Ferdinand III    Francis I Arms-imperial.svg
32 Anton von Maron 006.png Joseph II

13 March 1741 

20 February 1790

after 18 August 1765 19 August 1765 20 February 1790 son of Emperor Francis I    Wappen Kaiser Joseph II. 1765 (Groß).png
33 Johann Daniel Donat, Emperor Leopold II in the Regalia of the Golden Fleece (1806).pngLeopold II 

 1747

to 

1792

   30 September 17901 March 1792  son of Emperor Francis I Arms of Leopold II and Francis II, Holy Roman Emperors-Or shield variant.svg
34Francis II, Holy Roman Emperor at age 25, 1792.png


 

 

Francis II

 

 

 

12 February 1768 

2 March 1835

after 1 March 1792 4 March 1792 6 August 1806 son of Emperor Leopold II     Charles V Arms-imperial.svg

Coronation

The Emperor was crowned in a special ceremony, traditionally performed by the Pope in Rome, using the Imperial Regalia. Without that coronation, no king, despite exercising all powers, could call himself Emperor. In 1508, Pope Julius II allowed Maximilian I to use the title of Emperor without coronation in Rome, though the title was qualified as Electus Romanorum Imperator ("elected Emperor of the Romans"). Maximilian's successors adopted the same titulature, usually when they became the sole ruler of the Holy Roman Empire[citation needed]. Maximilian's first successor Charles V was the last to be crowned Emperor.

Emperor Coronation date Officiant Location
Charles I 25 December 800 Pope Leo III Rome
Louis I Jul/Aug 816 Pope Stephen V Reims
Lothair I 5 April 823 Pope Paschal I Rome
Louis II April 850 Pope Leo IV Rome
Charles II 29 December 875 Pope John VIII Rome
Charles III 12 February 881  
Guy III of Spoleto May 891 Pope Stephen V  
Lambert II of Spoleto 30 April 892 Pope Formosus Ravenna
Arnulf of Carinthia 22 February 896 Rome
Louis III 15 or 22 February 901 Pope Benedict IV Rome
Berengar December 915 Pope John X Rome
Otto I 2 February, 962 Pope John XII  
Otto II 25 December, 967 Pope John XIII  
Otto III 21 May, 996 Pope Gregory V  
Henry II 14 February 1014 Pope Benedict VIII  
Conrad II 26 March 1027 Pope John XIX  
Henry III 25 December 1046 Pope Clement II  
Henry IV 31 March 1084 Antipope Clement III  
Henry V 13 April 1111 Pope Paschal II  
Henry V 23 March 1117 Antipope Gregory VIII  
Lothair III 4 June 1133 Pope Innocent II Basilica of St. John Lateran
Frederick I 18 June 1155 Pope Adrian IV  
Henry VI 14 April 1191 Pope Celestine III  
Otto IV 4 October 1209 Pope Innocent III  
Frederick II 22 November 1220 Pope Honorius III  
Henry VII 29 June 1312 Cardinals  
Louis IV 17 January 1328 Sciarra Colonna  
Charles IV 5 April 1355 Cardinal  
Sigismund 31 May 1433 Pope Eugenius IV  
Frederick III 19 March 1452 Pope Nicholas V  
Charles V February 1530 Pope Clement VII Bologna, Italy

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